Announcements #

The announcements endpoint contains public information on previous and upcoming dividends, mergers, spinoffs, and stock splits.

Announcement data is made available through the API as soon as it is ingested by Alpaca, which is typically the following trading day after the declaration date. This provides insight into future account stock position and cash balance changes that will take effect on an announcement’s payable date. Additionally, viewing previous announcement details can improve bookkeeping and reconciling previous account cash and position changes.


The Announcement Object #

Attributes #

Attribute Type Nullable Notes
id string/UUID No ID that is specific to a single announcement.
corporate_action_id string No ID that remains consistent across all announcements for the same corporate action. Unlike ‘id’, this can be used to connect multiple announcements to see how the terms have changed throughout the lifecycle of the corporate action event.
ca_type ENUM.CorporateActionType No
ca_sub_type ENUM.CorporateActionType No
initiating_symbol string No Symbol of the company initiating the announcement.
initiating_original_cusip string No CUSIP of the company initiating the announcement.
target_symbol string Yes Symbol of the child company involved in the announcement.
target_original_cusip string Yes CUSIP of the child company involved in the announcement.
declaration_date string Yes Date the corporate action or subsequent terms update was announced.
ex_date string Yes The first date that purchasing a security will not result in a corporate action entitlement.
record_date string Yes The date an account must hold a settled position in the security in order to receive the corporate action entitlement.
payable_date string Yes The date the announcement will take effect. On this date, account stock and cash balances are expected to be processed accordingly.
cash decimal Yes The amount of cash to be paid per share held by an account on the record date.
old_rate decimal Yes The denominator to determine any quantity change ratios in positions.
new_rate decimal Yes The numerator to determine any quantity change ratios in positions.

ENUM.CorporateActionType #

Attribute Subtype Description
dividend cash A cash payment based on the number of shares the account holds on the record date.
dividend stock A stock payment based on the number of shares the account holds on the record date.
merger merger_update An update to the terms of an upcoming merger. This can happen any number of times before the merger is completed and can be tracked by using the id parameter.
merger merger_completion A final update in the terms of the merger in which the intiating_symbol will acquire the target_symbol. Any previous terms updates for this announcement will have the same id value.
spinoff spinoff A disbursement of a newly tradable security when the intiating_symbol creates the target_symbol.
split stock_split An increase in the number of shares outstanding with a decrease in the dollar value of each share. The new_rate and old_rate parameters will be returned in order to derive the ratio of the split.
split unit_split An increase in the number of shares outstanding with a decrease in the dollar value of each share. The new_rate and old_rate parameters will be returned in order to derive the ratio of the split.
split reverse_split A decrease in the number of shares outstanding with an increase in the dollar value of each share. The new_rate and old_rate parameters will be returned in order to derive the ratio of the split.
split recapitalization A stock recapitalization, typically used by a company to adjust debt and equity ratios.

ENUM.DateType #

Attribute Description
declaration_date The date of the preliminary announcement details or the date that any subsequent term updates took place.
ex_date The date on which any security purchasing activity will not result in a corporate action entitlement. Any selling activity that takes place on or after this date will result in a corporate action entitlement.
record_date The date the company checks its records to determine who is shareholder in order to allocate entitlements.
payable_date The date that the stock and cash positions will update according to the account positions as of the record date.

Retrieving Announcements #

GET /v1/corporate_actions/announcements

This enables searching for an array of corporate action announcements based on criteria.

Request #

Parameters #

Parameter Type Required Notes
ca_types string
Required
A comma-delimited list of ENUM.CorporateActionType values
since string
Required
The start (inclusive) of the date range when searching corporate action announcements. This should follow the YYYY-MM-DD format. The date range is limited to 90 days.
until string
Required
The end (inclusive) of the date range when searching corporate action announcements. This should follow the YYYY-MM-DD format. The date range is limited to 90 days.
symbol string
Optional
The symbol of the company initiating the announcement.
cusip string
Optional
The CUSIP of the company initiating the announcement.
date_type ENUM.DateType
Optional
(Default) payable_date

Response #

An array of Announcement objects.

Sample Response #

[
  {
    "id": "3d41ba44-54ca-4c9d-86b2-f9574a723e73",
    "corporate_action_id": "060505104_AD21",
    "ca_type": "Dividend",
    "ca_sub_type": "cash",
    "initiating_symbol": "BAC",
    "initiating_original_cusip": "628855108",
    "target_symbol": "BAC",
    "target_original_cusip": "628855108",
    "declaration_date": "2021-10-19",
    "ex_date": "2021-12-02",
    "record_date": "2021-12-03",
    "payable_date": "2021-12-31",
    "cash": "0.21",
    "old_rate": "1",
    "new_rate": "1"
  },
  {
    "id": "8fe59e58-0181-4dfb-8acf-f6c3451d82e1",
    "corporate_action_id": "48251W104_AD21",
    "ca_type": "Dividend",
    "ca_sub_type": "cash",
    "initiating_symbol": "KKR",
    "initiating_original_cusip": "G52830109",
    "target_symbol": "KKR",
    "target_original_cusip": "G52830109",
    "declaration_date": "2021-11-01",
    "ex_date": "2021-11-12",
    "record_date": "2021-11-15",
    "payable_date": "2021-11-30",
    "cash": "0.145",
    "old_rate": "1",
    "new_rate": "1"
  }
]

Retrieving a Specific Announcement #

GET /v1/corporate_actions/announcements/{id}

This enables searching for a specific corporate action announcement.

Request #

In the id path parameter, provide the id of the corporate action announcement to be returned.

Response #

An Announcement object.

Sample Response #

{
  "id": "3fa6553a-4211-4018-85b9-d34d4d744c06",
  "corporate_action_id": "037833100_AD21",
  "ca_type": "Dividend",
  "ca_sub_type": "cash",
  "initiating_symbol": "AAPL",
  "initiating_original_cusip": "037833100",
  "target_symbol": "AAPL",
  "target_original_cusip": "037833100",
  "declaration_date": "2021-10-28",
  "ex_date": "2021-11-05",
  "record_date": "2021-11-08",
  "payable_date": "2021-11-11",
  "cash": "0.22",
  "old_rate": "1",
  "new_rate": "1"
}

Error Codes #

400 - Bad Request

The body in the request is not valid

422 - Unprocessable Entity

Invalid input value.

500 - Internal Server Error​

A server error occurred. Please contact Alpaca.

 

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