Alpaca Documents Library
Disclosures
- Alpaca Securities Business Continuity Plan Summary
- Alpaca Crypto Business Continuity Plan Summary
- Alpaca PFOF Disclosure
- Alpaca Securities Privacy Notice
- Alpaca Crypto Privacy Notice
- Alpaca Risks of Automated Trading
- Alpaca Conditional Orders Disclosure
- Alpaca Use and Risk Disclosures
- Alpaca Margin Disclosure Statement
- Alpaca Crypto Risk Disclosure
- Alpaca Crypto Custodial Account Disclosure Statement
- FINRA - Customer Identification Program Notice
- FINRA - Day Trading Risk Disclosure
- FINRA - ETF Risk Disclosure
- FINRA - Extended Hours Trading Risk Disclosure
- FINRA - Investor Education and Protection
- Alpaca Securities Brokerage Fee Schedule
- Alpaca Securities LLC Audited Statement of Financial Condition (Nov 30, 2021)
- FTX Financial Information Privacy Notice
- Alpaca Annual Client Disclosure Notice
Agreements
- Alpaca Account Application and Customer Agreement
- Account Application Agreement (ApexPro)
- Alpaca Customer Agreement (ApexPro)
- Alpaca Terms & Conditions
- NASDAQ OMX Global Subscriber Agreement
- NYSE Market Data Display Services Agreement
- Alpaca Crypto Customer Agreement
- FTX Terms of Service - User Agreement
- Alpaca Crypto Rewards Program Terms & Conditions
606 Reports
- SEC Rule 606 - 1Q2022 (Valid File)
- SEC Rule 606 - 4Q2021 (Valid File)
- SEC Rule 606 - 3Q2021 (Valid File)
- SEC Rule 606 - 2Q2021 (Valid File)
- SEC Rule 606 - 1Q2021 (Valid File)
- SEC Rule 606 - 4Q2020 (Valid File)
- SEC Rule 606 - 3Q2020 (Valid File)
- SEC Rule 606 - 2Q2020 (Valid File)
- SEC Rule 606 - 1Q2020 (Valid File)