Alpaca Partners with Broadridge to Extend Shareholder Governance to Tokenized US Equities

We’re excited to announce that through our partnership with Broadridge Financial Solutions, we’re bringing institutional-grade shareholder governance capabilities to holders of tokenized equities. By integrating Broadridge’s governance infrastructure across our network of broker partners, shareholders holding tokenized equities through supported brokerage relationships will be able to access proxy voting, investor communications, regulatory disclosures, and voting entitlement reconciliation through Broadridge's ProxyVote.com platform.

Through proxy voting, eligible shareholders of supported tokenized equities can weigh in on key corporate decisions, from board elections and executive compensation to mergers and other material matters. Shareholder governance capabilities such as proxy voting are being integrated into supported tokenized equity offerings through this partnership.

Broadridge will also provide integrated secure messaging, investor communications, and proxy functionality directly into digital asset infrastructure, enabling investors to receive materials, notifications, and voting access within the platforms where tokenized assets are held and managed.

"For tokenized securities to reach their full potential, voting and governance must scale with them," said Doug DeSchutter, President, Investor Communications Solutions at Broadridge. "With Alpaca, we are extending our market-leading proxy voting and investor communications capabilities to tokenized equities through the underlying asset, helping ensure investors can access trusted governance tools and issuer information regardless of whether assets are structured or owned through traditional or tokenized models."

As the leading provider of custody for the underlying securities backing tokenized US equities and ETFs, custodying approximately 94% of tokenized US equities and ETFs for partners like Anchored Finance, Binance, Bitget, Dinari, Ondo Global Markets, xStocks (by Kraken), and more, Alpaca plays a central role in connecting tokenized markets with the protections and operational standards investors expect from traditional capital markets.

"Enabling shareholder governance and proxy voting is a key step in powering adoption of tokenized equities," said Yoshi Yokokawa, CEO of Alpaca. "Through our partnership with Broadridge, we’re combining Alpaca's brokerage infrastructure supporting tokenized equities with trusted governance capabilities, helping our partners build tokenized investment products with the accuracy, auditability, regulatory compliance, and investor transparency expected in traditional markets.”

Contact Alpaca

Looking to learn more about tokenization infrastructure with Alpaca? Contact our sales team by filling out the form below.

The content of this blog is for general informational purposes only. All examples are for illustrative purposes only.

Alpaca and Broadridge are not affiliated and are not responsible for the liabilities of others.

Securities brokerage services are provided by Alpaca Securities LLC (dba "Alpaca Clearing"), member FINRA/SIPC, a wholly-owned subsidiary of AlpacaDB, Inc. Technology and services are offered by AlpacaDB, Inc.

Alpaca's Instant Tokenization Network is owned and developed by AlpacaDB, Inc. and Alpaca Crypto LLC.

Additional geographic restrictions may apply for tokenization services based on local regulatory requirements. Neither Alpaca Crypto LLC nor Alpaca Securities LLC are the issuer of, nor directly involved in, the tokenization of any assets. Tokenization is performed by a third party. Tokenized assets do not represent direct equity ownership in any underlying company or issuer. Instead, tokenized assets generally provide economic exposure to the equity securities of an underlying issuer. As such, holders of tokenized assets have no voting rights, dividend entitlements, or legal claims to the underlying company shares or any residual assets in the event of the underlying company’s liquidation or insolvency, unless explicitly stated otherwise. All investments involve risk. For more information, please see our Tokenization Risk Disclosure.

The testimonials, statements, and opinions presented on the website are applicable to the specific individuals. It is important to note that individual circumstances may vary, and may not be representative of the experience of others. There are no guarantees of future performance or success. The testimonials are voluntarily provided and are not paid, nor were they provided with free products, services or any other benefit in exchange for said statements.

All investments involve risk and the past performance of a security, or financial product does not guarantee future results or returns. There is no guarantee that any investment strategy will achieve its objectives. Keep in mind that while diversification may help spread risk, it does not assure a profit, or protect against loss. There is always the potential of losing money when you invest in securities, or other financial products. Investors should consider their investment objectives and risks carefully before investing.

This is not an offer, solicitation of an offer, or advice to buy or sell securities or cryptocurrencies or open a brokerage account or cryptocurrency account in any jurisdiction where Alpaca Securities or Alpaca Crypto, respectively, are not registered or licensed, as applicable.

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