We're making trading more accessible with the Alpaca mobile app. Join the waitlist to download it first!

Broker-Dealer, Investment Advisor, or No License? How to start your research journey on regulatory licenses

Broker-Dealer, Investment Advisor, or No License? How to start your research journey on regulatory licenses

The concept of getting licensed is foreign to most of us as developers and entrepreneurs in the tech industry. At the end of the day, regardless of how you refer to your app, if your app leverages financial services even a tiny bit, you want to think about licenses and regulations. In this article, we provide a high-level framework so that you know where to start your research journey.

Read Article Back Arrow Back to Resources